Yahoo Finance2d
SEC Fines Vanguard $106M Over Retirement Fund Tax Issues
The Securities and Exchange Commission ... The fine comes on top of a $40 million settlement Vanguard reached in a related investor class-action lawsuit, which will be added to the restitution ...
Wall Street Journal3d
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed ...
Reuters3d
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The settlement also resolves claims by 43 state regulators Jan 17 (Reuters ...
Newsday3d
State AG, SEC reach $106M settlement from investment adviser Vanguard Group
The New York Attorney General and the U.S. Securities and Exchange Commission have secured $106 million from global investment adviser Vanguard Group Inc. over its failure to notify investors ...
Pensions&Investments3d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state officials from New York, Connecticut and New Jersey over alleged misleading ...