Yahoo Finance2d
SEC Fines Vanguard $106M Over Retirement Fund Tax Issues
The Securities and Exchange Commission ... The fine comes on top of a $40 million settlement Vanguard reached in a related investor class-action lawsuit, which will be added to the restitution ...
Wall Street Journal3d
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed ...
Pensions&Investments3d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state officials from New York, Connecticut and New Jersey over alleged misleading ...
Newsday2d
State AG, SEC reach $106M settlement from investment adviser Vanguard Group
The New York Attorney General and the U.S. Securities and Exchange Commission have secured $106 million from global investment adviser Vanguard Group Inc. over its failure to notify investors ...