Denton County Financial Advisor Guilty of Federal Violations
WEBJun 7, 2023 · Doug McKelvey, 58, pleaded guilty to money laundering charges before U.S. Magistrate Judge Kimberly C. Priest Johnson on June 6, 2023. According to information presented in court, from 2009 to 2022, McKelvey, a vice-president and financial advisor at Morgan Stanley, misappropriated at least $1.5 million of investor funds held in brokerage ...
SEC bars ex-Morgan Stanley broker who stole from his mother
WEBJan 23, 2024 · Last year, a former Morgan Stanley financial advisor, Doug McKelvey, pleaded guilty to a federal money laundering charge related to stealing from elderly relatives, including his own mother. On...
Ex-Morgan Stanley Advisor Pleads Guilty to Money Laundering
WEBJun 8, 2023 · Doug McKelvey, 58, who had also been a vice president for Morgan Stanley, pleaded guilty to the federal violations before U.S. Magistrate Judge Kimberly C. Priest Johnson in U.S. District Court...
Ex-Morgan Stanley Broker in Texas Pleads Guilty to ... - AdvisorHub
WEBJun 7, 2023 · Doug M. McKelvey, 58, admitted to charges of money laundering and faces up to 10 years in prison, the U.S. Attorney’s office said. From June 2013 to February 2022, McKelvey misappropriated...
Douglas McKelvey Settles Fraud Charges - The White Law Group
WEBJan 25, 2024 · Douglas McKelvey Allegedly Stole $1.7 Million from Elderly Customers. A settlement was reportedly reached on January 24, 2024, in the case of former Morgan Stanley adviser Douglas McKelvey (CRD # 4502849), …
Doug McKelvey Pleaded Guilty To Money Laundering
WEBJul 20, 2023 · McKelvey apparently pleaded guilty to money laundering charges on June 6, 2023. Court evidence purportedly revealed that between 2009 and 2022, McKelvey, while working as a financial advisor and vice president at Morgan Stanley, took $1.5 million or more from client accounts.
SEC Bars Ex-Morgan Stanley Broker Who Stole from Mother
WEBJan 23, 2024 · Doug M. McKelvey, who was in November sentenced to 63 months in prison and ordered to repay $3 million, allegedly misappropriated funds from June 2013 to February 2022 through around 300 wire...
Former Morgan Stanley VP Pleads Guilty To Stealing From …
WEBJun 8, 2023 · Former Morgan Stanley VP and advisor Douglas McKelvey pleaded guilty to stealing more than $1.5 million from relatives, according to the DOJ.
Denton County financial adviser pleads guilty in money laundering …
WEBDouglas McKelvey, 53, is accused of misappropriating funds from the accounts of two elderly relatives to make payments on credit cards used by him and his wife.
Douglas McKelvey - SEC.gov
WEBJun 6, 2023 · The Securities and Exchange Commission yesterday charged Douglas McKelvey, a former financial advisor with fraud for misappropriating more than $1.7 million from two elderly brokerage customers who were close relatives of McKelvey’s.
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